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- When acquiring the status of a qualified account management institution
Instruction manual for Tax Exemption
○When acquiring the status of a qualified account management institution
■ Who submits
Specified account management institutions or specified indirect account management institutions that acquire the status of a qualified account management institution
■ Document to submit
Application Form for Qualified Account Management Institution
■ When to submit
At any time
■ Where to submit
Japan Securities Depository Center, Inc.
■ Form Completion Guide
・ Sections to be completed by the person acquiring the status of qualified account management institution
① Date of submission
② Name of corporation
②' Name of corporation in Japanese kana
③ Name of president of the corporation
④ Name of contact person
⑤ Section of contact person
⑥ Telephone number of contact person
⑦ Place of corporation's head or main office
⑧ Names and addresses of branches or offices
→ If the applicant attaches separate sheets, check box ⑧'
→ If the applicant attaches separate sheets, check box ⑧'
⑨ Date signed
→ When using seal, it is required that the seal is legally registered.
→ When writing name of representative, it is required that the name written is legally registered as representative.
→ When using seal, it is required that the seal is legally registered.
→ When writing name of representative, it is required that the name written is legally registered as representative.
⑩ Signature of applicant
⑪ If the applicant does not desire an announcement after approval as a qualified account management institution, check the box.
・ Section to be completed by the Japan Securities Depository Center, Inc.
A Certification that the applicant is a specified account management institution or specified indirect account management institution
(Attachment 5)
* This form was created by the Japan Securities Dealers Association.
* These examples of completed forms are merely meant as illustrations. Please consult your financial institution for full details on how to complete the form.
